Financial Advisor Resume Sample

A Financial Advisor mainly provides clients with advice on financial matters, making recommendations on ways to best utilize their money. This position is also required to provide many different services, such as investment management, income tax preparation and estate planning.


Example of Resume for Financial Advisor Position

7442 Crossbow Drive 
Rocky Hill, CT 72484
(830) 847 – 493085
adam @ email . com

*Financial Advisor*

·         Over 5 years of experience in investment sales and portfolio management
·         Extraordinarily vigilant in monitoring legislative initiatives that may impact economy, society and personal financial situation
·         Track record of assisting and educating membership on implications of economic, investment market, industry trends and tax law changes
·         Proven ability of continually striving to grow business via seminars and workshops


·         Well acquainted with developing and communicating appropriate financial strategies based on individual member needs
·         Incredibly proficient in providing basic financial planning advice, including college funding, debt management, retirement planning and estate planning
·         Animatedly capable of building familiarity with various firm products and services and marketing them to appropriate prospects and clients


·         Met and exceeded individual production goals - with an appropriate product mix
·         Conducted business according to high standards of honesty, fairness, and integrity
·         Consistently and effectively utilized all tools, technology and resources and on that basis became one of the most reliable employees of the firm
·         In collaboration with the Credit Union, created and executed on an annual Marketing Plan


Comstock – Rockville, MD
Investment Consultant | 11/2007 — 04/2013       
·         Conducted in-depth asset allocation, portfolio construction and investment vehicle analysis on retirement products
·         Prepared ongoing client reports including internally developed capital market assumptions and investment methodology
·         Participated in research efforts on the retirement industry with a focus on target maturity products
·         Adopted a forward-thinking approach for advising clients on alternative methods of solving problems within the industry
·         Assessed the theoretical and practical implications of company methodology to improve products and services


University of Business and Finance – Hadley, MA | 2004
BSc Finance and Investment Banking 
CGPA – 3.76

License | 2006
·         FINRA 7
·         FINRA 63
·         FINRA 65 

Designation | 2005
·         LUTCF
·         CFP


·         Demonstrated ability to create and foster strong partnerships
·         Strong business and investments acumen
·         High quality regulatory compliance record
·         Fully-Licensed and peerless

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